Fin Guru Compliance Review
- 17 installs
- 316 repo stars
- Updated August 1, 2026
- aojdevstudio/finance-guru
fin-guru-compliance-review is a skill that runs structured compliance reviews over Finance Guru financial deliverables, validating disclaimers, citations, risk disclosures, and regulatory currency.
About
A skill that runs a structured compliance review over Finance Guru financial deliverables. It checks that educational-only disclaimers, timestamped source citations, risk disclosures, and current regulations are present, and validates market-implied ITC risk scores against defined thresholds. A developer uses it before publishing analysis reports or buy tickets to document a pass, conditional, or revisions-required decision.
- Structured compliance review workflow for Finance Guru financial deliverables
- Validates disclaimers, source citations, risk disclosures, and regulatory currency
- Maps ITC risk scores to APPROVE / ENHANCED REVIEW / BLOCK decision rules
Fin Guru Compliance Review by the numbers
- 17 all-time installs (skills.sh)
- Ranked #731 of 1,106 Finance & Trading skills by installs in the Skillselion catalog
- Data as of Aug 2, 2026 (Skillselion catalog sync)
fin-guru-compliance-review capabilities & compatibility
- Capabilities
- security audit · documentation
- Use cases
- security audit · trading
- Pricing
- Free
What fin-guru-compliance-review says it does
Execute comprehensive compliance reviews for Finance Guru deliverables. Validates disclaimers, data handling, risk disclosures, and regulatory positioning.
DR-4: Critical Risk Block (ITC >0.85 OR divergence >30%)
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| Installs | 17 |
|---|---|
| repo stars | ★ 316 |
| Last updated | August 1, 2026 |
| Repository | aojdevstudio/finance-guru ↗ |
What it does
Review Finance Guru financial deliverables for disclaimers, citations, risk disclosures, and regulatory currency before release.
Who is it for?
Reviewing Finance Guru analysis reports and buy tickets for disclaimer, citation, and risk-disclosure compliance before release.
Skip if: General-purpose code review or non-financial document compliance.
When should I use this skill?
Before finalizing a Finance Guru deliverable, to validate disclaimers, sources, risk disclosures, and ITC risk bands.
What you get
A documented compliance decision (pass, conditional, or revisions required) with ITC risk band and disclosure checks.
- Documented compliance decision
- ITC risk band assessment
- disclosure and citation checklist result
By the numbers
- 6-part review scope
- 5 decision rules (DR-1 to DR-5)
- 3 ITC risk bands (LOW/MEDIUM/HIGH)
Files
Compliance Review Skill
Structured compliance review workflow for Finance Guru outputs.
Review Scope
1. Disclaimer Verification — Educational-only positioning present and correct 2. Source Citation — All data sources cited with timestamps and sensitivity notes 3. Risk Disclosure — Appropriate risk warnings and disclosures included 4. Data Handling — Proper data validation and audit trail requirements met 5. Regulatory Currency — All cited regulations current as of review date 6. ITC Risk Integration — Market-implied risk scores included for supported tickers
ITC Risk Validation Workflow
For portfolio positions with ITC coverage:
# Single ticker check
uv run python src/analysis/itc_risk_cli.py TICKER --universe tradfi
# Batch processing
uv run python src/analysis/itc_risk_cli.py TSLA AAPL MSTR --universe tradfi
# Full risk band analysis
uv run python src/analysis/itc_risk_cli.py TICKER --universe tradfi --full-tableRisk Thresholds
| ITC Score | Band | Action |
|---|---|---|
| 0.0-0.3 | LOW | APPROVE — Standard monitoring |
| 0.3-0.7 | MEDIUM | APPROVE WITH NOTE — Document in review |
| 0.7-1.0 | HIGH | ENHANCED REVIEW — Position limit review required |
Decision Rules
- DR-1: Low Risk Approval (ITC <0.3 AND VaR within limits)
- DR-2: Medium Risk Note (ITC 0.3-0.7)
- DR-3: High Risk Review (ITC 0.7-0.85)
- DR-4: Critical Risk Block (ITC >0.85 OR divergence >30%)
- DR-5: Unsupported Ticker (internal metrics only)
Requirements
- Timestamp all compliance reviews with current date
- Document every final decision (pass, conditional, revisions required)
- Layer 2 variance of ±5-15% monthly is NORMAL — do not flag as compliance issue
- Only block RED FLAG scenarios (>30% sustained declines, NAV erosion, strategy changes)
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What does the compliance review check?
Disclaimer verification, source citation with timestamps, risk disclosure, data handling, regulatory currency, and ITC risk integration for supported tickers.
When does it block a deliverable?
It blocks RED FLAG scenarios such as ITC score above 0.85 or sustained declines over 30 percent; a Layer 2 monthly variance of plus or minus 5-15 percent is treated as normal.