Literature Gap Finder

Literature Gap Finder

Systematic framework for identifying research opportunities in statistical methodology

Use this skill when: positioning research contributions, finding gaps in methodology literature, identifying unexplored combinations of methods and settings, building literature reviews, or deciding on research directions.

---

The Gap-Finding Framework

What Makes a Good Research Gap?

A publishable gap must be:

1. Real - Not already addressed (check thoroughly!) 2. Important - Solves a problem researchers face 3. Tractable - Can be solved with available tools 4. Novel - Provides new insight, not just combination 5. Timely - Relevant to current research trends

Types of Gaps

---

Method-Setting Matrix

Systematic Gap Identification Framework

The method-setting matrix is the core tool for finding research gaps systematically:

# Build a method-setting matrix programmatically
create_gap_matrix <- function() {
  methods <- c("Regression", "Weighting/IPW", "DR/AIPW", "TMLE", "ML-based")
  settings <- c("Binary treatment", "Continuous treatment",
                "Time-varying", "Clustered", "High-dimensional",
                "Measurement error", "Missing data", "Network")

  matrix_data <- expand.grid(method = methods, setting = settings)
  matrix_data$status <- "unknown"  # To be filled: "developed", "partial", "gap"
  matrix_data$priority <- NA
  matrix_data$references <- ""

  matrix_data
}

# Visualize the gap matrix
visualize_gaps <- function(gap_matrix) {
  library(ggplot2)

  ggplot(gap_matrix, aes(x = method, y = setting, fill = status)) +
    geom_tile(color = "white") +
    scale_fill_manual(values = c(
      "developed" = "#2ecc71",
      "partial" = "#f39c12",
      "gap" = "#e74c3c",
      "unknown" = "#95a5a6"
    )) +
    theme_minimal() +
    labs(title = "Method × Setting Gap Matrix",
         x = "Method", y = "Setting") +
    theme(axis.text.x = element_text(angle = 45, hjust = 1))
}

---

Verification Process

Confirming a Gap is Real

Before claiming a gap, verify systematically:

# Systematic verification checklist
verify_gap <- function(topic, keywords) {
  checklist <- list(
    databases_searched = c("google_scholar", "web_of_science", "pubmed", "scopus"),
    search_terms = keywords,
    date_range = paste(Sys.Date() - 365*5, "to", Sys.Date()),
    results = list(
      papers_found = 0,
      closest_related = c(),
      why_not_the_same = ""
    ),
    expert_consultation = list(
      experts_contacted = c(),
      responses = c()
    ),
    verification_status = "pending"  # pending, confirmed, rejected
  )

  checklist
}

# Document the verification
document_verification <- function(gap_description, search_log) {
  cat("## Gap Verification Report\n\n")
  cat("**Gap:**", gap_description, "\n\n")
  cat("**Search Date:**", as.character(Sys.Date()), "\n\n")
  cat("**Databases Searched:**\n")
  for (db in search_log$databases_searched) {
    cat("- ", db, "\n")
  }
  cat("\n**Search Terms:**", paste(search_log$search_terms, collapse = ", "), "\n")
  cat("\n**Conclusion:**", search_log$verification_status, "\n")
}

---

Priority Ranking

Scoring Research Gaps

Priority Score = Σ(weight × score)

# Priority scoring function
score_research_gap <- function(
  impact,        # 1-5: How many researchers would benefit
  novelty,       # 1-5: How new/original is this
  tractability,  # 1-5: How likely can we solve it
  timeliness,    # 1-5: Is this currently hot
  fit,           # 1-5: Matches our expertise
  publication    # 1-5: Publication potential
) {
  weights <- c(0.25, 0.20, 0.20, 0.15, 0.10, 0.10)
  scores <- c(impact, novelty, tractability, timeliness, fit, publication)

  priority <- sum(weights * scores)

  list(
    priority_score = priority,
    interpretation = case_when(
      priority >= 4.0 ~ "High priority - pursue immediately",
      priority >= 3.0 ~ "Medium priority - develop further",
      priority >= 2.0 ~ "Low priority - back burner",
      TRUE ~ "Skip - not worth pursuing"
    ),
    breakdown = data.frame(
      criterion = c("Impact", "Novelty", "Tractability",
                   "Timeliness", "Fit", "Publication"),
      weight = weights,
      score = scores,
      weighted = weights * scores
    )
  )
}

# Compare multiple gaps
rank_gaps <- function(gaps_list) {
  scores <- sapply(gaps_list, function(g) g$priority_score)
  order(scores, decreasing = TRUE)
}

---

Method × Setting Matrix

The Core Framework

Systematically map methods against settings to find gaps:

                    METHODS
          │ Regression │ Weighting │ DR/TMLE │ ML-based │
──────────┼────────────┼───────────┼─────────┼──────────│
Binary A  │     ✓      │     ✓     │    ✓    │    ✓     │
Continuous│     ✓      │     ?     │    ✓    │    ?     │
SETTINGS  ├────────────┼───────────┼─────────┼──────────│
Time-vary │     ?      │     ✓     │    ✓    │    ✗     │
Clustered │     ✓      │     ?     │    ?    │    ✗     │
High-dim  │     ✗      │     ✗     │    ?    │    ✓     │

✓ = Well-developed    ? = Partial/emerging    ✗ = Gap

Building Your Matrix

Step 1: Identify Dimensions

For mediation analysis:

Step 2: List Methods

Step 3: Fill and Analyze

Mark each cell:

• ✓ (green): Well-established with theory + software
• ? (yellow): Emerging or partial coverage
• ✗ (red): Clear gap

Example: Sequential Mediation Matrix

                         │ Product │ Weighting │ DR │ Bounds │
─────────────────────────┼─────────┼───────────┼────┼────────│
2 mediators, linear      │    ✓    │     ✓     │  ✓ │   ?    │
2 mediators, nonlinear   │    ?    │     ✓     │  ? │   ✗    │
3+ mediators, linear     │    ?    │     ?     │  ✗ │   ✗    │
3+ mediators, nonlinear  │    ✗    │     ?     │  ✗ │   ✗    │
With measurement error   │    ✗    │     ✗     │  ✗ │   ✗    │
With unmeasured conf.    │    ✗    │     ✗     │  ✗ │   ?    │

Gaps identified:

• DR methods for 3+ mediators
• Any method with measurement error
• Bounds approach underdeveloped

---

Assumption Relaxation Trees

The Framework

Map how assumptions have been relaxed over time:

                    Standard Mediation (Baron-Kenny 1986)
                              │
            ┌─────────────────┼─────────────────┐
            ↓                 ↓                 ↓
    No unmeasured      Linearity         No interaction
    confounding        assumed           assumed
            │                 │                 │
            ↓                 ↓                 ↓
    ┌───────┴───────┐   Nonparametric    VanderWeele
    ↓               ↓     (Imai 2010)    4-way decomp
Sensitivity      Bounds                        │
(Imai 2010)   (partial ID)                    ↓
    │               │               Multiple mediators?
    ↓               ↓               Longitudinal?
 E-value        Sharp bounds?       Measurement error?
(Ding 2016)         │                    │
    │               ↓                    ↓
    ↓           [YOUR GAP?]         [YOUR GAP?]
[YOUR GAP?]

Building the Tree

Step 1: Identify Original Assumptions

For a classic method, list ALL assumptions: 1. Explicit assumptions (stated in paper) 2. Implicit assumptions (unstated but required) 3. Computational assumptions (required for implementation)

Step 2: Trace Relaxation History

For each assumption, find papers that:

• Relax it partially
• Relax it completely
• Replace it with different assumption
• Show consequences of violation

Step 3: Find Unexplored Branches

Look for:

• Combinations of relaxations not yet explored
• Relaxations in one method not applied to another
• Partial relaxations that could be completed

Example: Positivity Assumption

Positivity: P(A=a|X) > ε > 0 for all a, x
                    │
    ┌───────────────┼───────────────┐
    ↓               ↓               ↓
Near-violation  Practical      Structural
                positivity      violations
    │               │               │
    ↓               ↓               ↓
Trimming      Overlap         Extrapolation
weights       assessment       methods
    │               │               │
    ↓               ↓               ↓
Truncation?   Diagnostics?   Bounds under
                             violations?

---

Citation Network Analysis

Forward and Backward Searching

Backward: From recent key paper, trace citations:

• What foundational papers are cited?
• What parallel developments exist?
• What's the intellectual lineage?

Forward: Using Google Scholar "Cited by":

• Who has built on this work?
• What extensions were made?
• What gaps remain unaddressed?

Key Paper Identification

For any topic, identify:

Building a Citation Map

1986: Baron & Kenny [foundations]
        │
        ├──→ 1990s: SEM extensions
        │
        ├──→ 2004: Robins & Greenland [causal foundations]
        │           │
        │           ├──→ 2010: Imai et al. [sensitivity]
        │           │
        │           ├──→ 2010: VanderWeele [4-way]
        │           │           │
        │           │           └──→ 2015: Book [comprehensive]
        │           │
        │           └──→ 2014: Tchetgen [semiparametric]
        │
        └──→ 2020s: ML integration [frontier]

---

Gap Verification Checklist

Before claiming a gap, verify:

1. Literature Search

• [ ] Searched Google Scholar with multiple keyword combinations
• [ ] Searched arXiv stat.ME and stat.TH
• [ ] Searched JSTOR for older statistics journals
• [ ] Searched bioRxiv/medRxiv for preprints
• [ ] Checked reference lists of review papers
• [ ] Checked "cited by" for key papers

2. Terminology Check

• [ ] Same concept might have different names in different fields
• [ ] Checked econometrics terminology
• [ ] Checked biostatistics terminology
• [ ] Checked machine learning terminology
• [ ] Checked psychology/SEM terminology

3. Adjacent Literature

• [ ] Checked related but not identical settings
• [ ] Method might exist for similar problem
• [ ] Checked if general framework applies

4. Working Papers

• [ ] Checked key authors' websites
• [ ] Checked conference proceedings (JSM, ENAR)
• [ ] Asked collaborators/experts

5. Final Verification

• [ ] Gap is not addressed in supplementary materials
• [ ] Gap is not "obvious" extension reviewers will dismiss
• [ ] Gap is important enough to publish

---

Gap Characterization Template

When you identify a gap:

## Gap: [Brief Title]

### Setting
[Precise description of the setting where the gap exists]

### Current State
- **What exists**: [Methods that partially address this]
- **What works**: [Aspects of the problem already solved]
- **What fails**: [Where current methods break down]

### The Gap
- **Precise statement**: [What is missing]
- **Why it matters**: [Who needs this, for what applications]
- **Why it's hard**: [Technical challenges]

### Evidence of Gap
- [ ] Literature search documented
- [ ] No existing solution found
- [ ] Experts consulted (optional)

### Potential Approaches
1. [Approach 1]: [Brief description]
   - Pros: [Advantages]
   - Cons: [Challenges]

2. [Approach 2]: [Brief description]
   - Pros: [Advantages]
   - Cons: [Challenges]

### Related Work
- [Paper 1]: [How it relates, why it doesn't solve gap]
- [Paper 2]: [How it relates, why it doesn't solve gap]

### Contribution Positioning
"While [existing work] addresses [related problem], no method currently
handles [specific gap]. We propose [approach] which provides [properties]."

---

Common Gap Patterns in Mediation

Pattern 1: Data Structure Mismatch

Gap template: "[Method] assumes [simple structure], but in [application] data has [complex structure]"

Examples:

• Methods assume iid, but data is clustered
• Methods assume cross-sectional, but data is longitudinal
• Methods assume complete data, but missingness exists

Pattern 2: Assumption Violation

Gap template: "[Method] requires [assumption], which is violated when [situation]"

Examples:

• Unmeasured mediator-outcome confounding
• Measurement error in mediator
• Treatment-mediator interaction

Pattern 3: Estimand Ambiguity

Gap template: "When [complication], standard estimands [NDE/NIE] are not well-defined or interpretable"

Examples:

• Post-treatment confounding
• Time-varying treatments/mediators
• Multiple versions of treatment

Pattern 4: Efficiency vs Robustness

Gap template: "Efficient methods require [strong assumptions], while robust methods are inefficient"

Examples:

• Doubly robust methods for mediation
• Semiparametric efficiency in complex settings
• Adaptive methods

Pattern 5: Computational Barrier

Gap template: "Theoretically valid approach exists but [computational limitation]"

Examples:

• High-dimensional settings
• Continuous mediators requiring integration
• Bootstrap in complex models

---

Research Positioning Strategies

The Contribution Statement

Strong positioning formula:

"Although [Author Year] developed [method] for [setting], their approach

[limitation]. In contrast, our method [advantage] while maintaining [property].

Specifically, we contribute: (1) [theoretical contribution], (2) [methodological

contribution], (3) [practical contribution]."

Positioning Types

Differentiation Matrix

---

Integration with Other Skills

This skill works with:

• cross-disciplinary-ideation - Find solutions from other fields for identified gaps
• method-transfer-engine - Transfer methods to fill gaps
• identification-theory - Understand what assumptions are needed
• methods-paper-writer - Write up the gap and solution

---

Key References

On Finding Research Gaps

• Alvesson, M. & Sandberg, J. (2011). Generating research questions through problematization
• Sandberg, J. & Alvesson, M. (2011). Ways of constructing research questions

Mediation Reviews (for gap identification)

• VanderWeele, T.J. (2016). Mediation analysis: A practitioner's guide. Annual Review
• Nguyen, T.Q. et al. (2021). Clarifying causal mediation analysis. Psychological Methods

Causal Inference Reviews

• Hernán, M.A. (2018). The C-word: Scientific euphemisms do not improve causal inference
• Imbens, G.W. (2020). Potential outcome and directed acyclic graph approaches

---

Version: 1.0 Created: 2025-12-08 Domain: Research Strategy, Literature Review

Literature Gap Finder

Systematic framework for identifying research opportunities in statistical methodology

Use this skill when: positioning research contributions, finding gaps in methodology literature, identifying unexplored combinations of methods and settings, building literature reviews, or deciding on research directions.

---

The Gap-Finding Framework

What Makes a Good Research Gap?

A publishable gap must be:

1. Real - Not already addressed (check thoroughly!) 2. Important - Solves a problem researchers face 3. Tractable - Can be solved with available tools 4. Novel - Provides new insight, not just combination 5. Timely - Relevant to current research trends

Types of Gaps

---

Method × Setting Matrix

The Core Framework

Systematically map methods against settings to find gaps:

                    METHODS
          │ Regression │ Weighting │ DR/TMLE │ ML-based │
──────────┼────────────┼───────────┼─────────┼──────────│
Binary A  │     ✓      │     ✓     │    ✓    │    ✓     │
Continuous│     ✓      │     ?     │    ✓    │    ?     │
SETTINGS  ├────────────┼───────────┼─────────┼──────────│
Time-vary │     ?      │     ✓     │    ✓    │    ✗     │
Clustered │     ✓      │     ?     │    ?    │    ✗     │
High-dim  │     ✗      │     ✗     │    ?    │    ✓     │

✓ = Well-developed    ? = Partial/emerging    ✗ = Gap

Building Your Matrix

Step 1: Identify Dimensions

For mediation analysis:

Step 2: List Methods

Step 3: Fill and Analyze

Mark each cell:

• ✓ (green): Well-established with theory + software
• ? (yellow): Emerging or partial coverage
• ✗ (red): Clear gap

Example: Sequential Mediation Matrix

                         │ Product │ Weighting │ DR │ Bounds │
─────────────────────────┼─────────┼───────────┼────┼────────│
2 mediators, linear      │    ✓    │     ✓     │  ✓ │   ?    │
2 mediators, nonlinear   │    ?    │     ✓     │  ? │   ✗    │
3+ mediators, linear     │    ?    │     ?     │  ✗ │   ✗    │
3+ mediators, nonlinear  │    ✗    │     ?     │  ✗ │   ✗    │
With measurement error   │    ✗    │     ✗     │  ✗ │   ✗    │
With unmeasured conf.    │    ✗    │     ✗     │  ✗ │   ?    │

Gaps identified:

• DR methods for 3+ mediators
• Any method with measurement error
• Bounds approach underdeveloped

---

Assumption Relaxation Trees

The Framework

Map how assumptions have been relaxed over time:

                    Standard Mediation (Baron-Kenny 1986)
                              │
            ┌─────────────────┼─────────────────┐
            ↓                 ↓                 ↓
    No unmeasured      Linearity         No interaction
    confounding        assumed           assumed
            │                 │                 │
            ↓                 ↓                 ↓
    ┌───────┴───────┐   Nonparametric    VanderWeele
    ↓               ↓     (Imai 2010)    4-way decomp
Sensitivity      Bounds                        │
(Imai 2010)   (partial ID)                    ↓
    │               │               Multiple mediators?
    ↓               ↓               Longitudinal?
 E-value        Sharp bounds?       Measurement error?
(Ding 2016)         │                    │
    │               ↓                    ↓
    ↓           [YOUR GAP?]         [YOUR GAP?]
[YOUR GAP?]

Building the Tree

Step 1: Identify Original Assumptions

For a classic method, list ALL assumptions: 1. Explicit assumptions (stated in paper) 2. Implicit assumptions (unstated but required) 3. Computational assumptions (required for implementation)

Step 2: Trace Relaxation History

For each assumption, find papers that:

• Relax it partially
• Relax it completely
• Replace it with different assumption
• Show consequences of violation

Step 3: Find Unexplored Branches

Look for:

• Combinations of relaxations not yet explored
• Relaxations in one method not applied to another
• Partial relaxations that could be completed

Example: Positivity Assumption

Positivity: P(A=a|X) > ε > 0 for all a, x
                    │
    ┌───────────────┼───────────────┐
    ↓               ↓               ↓
Near-violation  Practical      Structural
                positivity      violations
    │               │               │
    ↓               ↓               ↓
Trimming      Overlap         Extrapolation
weights       assessment       methods
    │               │               │
    ↓               ↓               ↓
Truncation?   Diagnostics?   Bounds under
                             violations?

---

Citation Network Analysis

Forward and Backward Searching

Backward: From recent key paper, trace citations:

• What foundational papers are cited?
• What parallel developments exist?
• What's the intellectual lineage?

Forward: Using Google Scholar "Cited by":

• Who has built on this work?
• What extensions were made?
• What gaps remain unaddressed?

Key Paper Identification

For any topic, identify:

Building a Citation Map

1986: Baron & Kenny [foundations]
        │
        ├──→ 1990s: SEM extensions
        │
        ├──→ 2004: Robins & Greenland [causal foundations]
        │           │
        │           ├──→ 2010: Imai et al. [sensitivity]
        │           │
        │           ├──→ 2010: VanderWeele [4-way]
        │           │           │
        │           │           └──→ 2015: Book [comprehensive]
        │           │
        │           └──→ 2014: Tchetgen [semiparametric]
        │
        └──→ 2020s: ML integration [frontier]

---

Gap Verification Checklist

Before claiming a gap, verify:

1. Literature Search

• [ ] Searched Google Scholar with multiple keyword combinations
• [ ] Searched arXiv stat.ME and stat.TH
• [ ] Searched JSTOR for older statistics journals
• [ ] Searched bioRxiv/medRxiv for preprints
• [ ] Checked reference lists of review papers
• [ ] Checked "cited by" for key papers

2. Terminology Check

• [ ] Same concept might have different names in different fields
• [ ] Checked econometrics terminology
• [ ] Checked biostatistics terminology
• [ ] Checked machine learning terminology
• [ ] Checked psychology/SEM terminology

3. Adjacent Literature

• [ ] Checked related but not identical settings
• [ ] Method might exist for similar problem
• [ ] Checked if general framework applies

4. Working Papers

• [ ] Checked key authors' websites
• [ ] Checked conference proceedings (JSM, ENAR)
• [ ] Asked collaborators/experts

5. Final Verification

• [ ] Gap is not addressed in supplementary materials
• [ ] Gap is not "obvious" extension reviewers will dismiss
• [ ] Gap is important enough to publish

---

Gap Characterization Template

When you identify a gap:

## Gap: [Brief Title]

### Setting
[Precise description of the setting where the gap exists]

### Current State
- **What exists**: [Methods that partially address this]
- **What works**: [Aspects of the problem already solved]
- **What fails**: [Where current methods break down]

### The Gap
- **Precise statement**: [What is missing]
- **Why it matters**: [Who needs this, for what applications]
- **Why it's hard**: [Technical challenges]

### Evidence of Gap
- [ ] Literature search documented
- [ ] No existing solution found
- [ ] Experts consulted (optional)

### Potential Approaches
1. [Approach 1]: [Brief description]
   - Pros: [Advantages]
   - Cons: [Challenges]

2. [Approach 2]: [Brief description]
   - Pros: [Advantages]
   - Cons: [Challenges]

### Related Work
- [Paper 1]: [How it relates, why it doesn't solve gap]
- [Paper 2]: [How it relates, why it doesn't solve gap]

### Contribution Positioning
"While [existing work] addresses [related problem], no method currently
handles [specific gap]. We propose [approach] which provides [properties]."

---

Common Gap Patterns in Mediation

Pattern 1: Data Structure Mismatch

Gap template: "[Method] assumes [simple structure], but in [application] data has [complex structure]"

Examples:

• Methods assume iid, but data is clustered
• Methods assume cross-sectional, but data is longitudinal
• Methods assume complete data, but missingness exists

Pattern 2: Assumption Violation

Gap template: "[Method] requires [assumption], which is violated when [situation]"

Examples:

• Unmeasured mediator-outcome confounding
• Measurement error in mediator
• Treatment-mediator interaction

Pattern 3: Estimand Ambiguity

Gap template: "When [complication], standard estimands [NDE/NIE] are not well-defined or interpretable"

Examples:

• Post-treatment confounding
• Time-varying treatments/mediators
• Multiple versions of treatment

Pattern 4: Efficiency vs Robustness

Gap template: "Efficient methods require [strong assumptions], while robust methods are inefficient"

Examples:

• Doubly robust methods for mediation
• Semiparametric efficiency in complex settings
• Adaptive methods

Pattern 5: Computational Barrier

Gap template: "Theoretically valid approach exists but [computational limitation]"

Examples:

• High-dimensional settings
• Continuous mediators requiring integration
• Bootstrap in complex models

---

Research Positioning Strategies

The Contribution Statement

Strong positioning formula:

"Although [Author Year] developed [method] for [setting], their approach

[limitation]. In contrast, our method [advantage] while maintaining [property].

Specifically, we contribute: (1) [theoretical contribution], (2) [methodological

contribution], (3) [practical contribution]."

Positioning Types

Differentiation Matrix

---

Integration with Other Skills

This skill works with:

• cross-disciplinary-ideation - Find solutions from other fields for identified gaps
• method-transfer-engine - Transfer methods to fill gaps
• identification-theory - Understand what assumptions are needed
• methods-paper-writer - Write up the gap and solution

---

Key References

On Finding Research Gaps

• Alvesson, M. & Sandberg, J. (2011). Generating research questions through problematization
• Sandberg, J. & Alvesson, M. (2011). Ways of constructing research questions

Mediation Reviews (for gap identification)

• VanderWeele, T.J. (2016). Mediation analysis: A practitioner's guide. Annual Review
• Nguyen, T.Q. et al. (2021). Clarifying causal mediation analysis. Psychological Methods

Causal Inference Reviews

• Hernán, M.A. (2018). The C-word: Scientific euphemisms do not improve causal inference
• Imbens, G.W. (2020). Potential outcome and directed acyclic graph approaches

---

Version: 1.0 Created: 2025-12-08 Domain: Research Strategy, Literature Review